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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): December 18, 2024

 

Complete Solaria, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware   001-40117   93-2279786
(State or other jurisdiction
of incorporation)
  (Commission File Number)   (IRS Employer
Identification No.)

 

45700 Northport Loop East, Fremont, CA   94538
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (510) 270-2507

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, par value $0.0001 per share   CSLR   The Nasdaq Global Market
         
Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 per share   CSLRW   The Nasdaq Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

Complete Solaria, Inc. (the “Company”) held its 2024 Annual Meeting of Stockholders on December 18, 2024. Set forth below are the final results of the voting with respect to each matter acted upon at the 2024 Annual Meeting of Stockholders. The proposals are described in further detail in the Company’s definitive proxy statement, filed with the U.S. Securities and Exchange Commission on November 8, 2024.

 

Proposal 1 - Election of Directors

 

The stockholders duly elected each of Thurman J. Rodgers, Antonio R. Alvarez, William J. Anderson, Adam Gishen, Chris Lundell, Lothar Maier, Ronald Pasek, Tidjane Thiam, and Devin Whatley to serve as directors of the Company until the 2025 annual meeting of stockholders.

 

NOMINEE  VOTES FOR  WITHHELD  BROKER NON-VOTES
Thurman J. Rodgers  26,145,552  14,706  11,113,574
Antonio R. Alvarez  23,693,663  2,466,595  11,113,574
William J. Anderson  25,917,867  242,391  11,113,574
Adam Gishen  24,024,919  2,135,339  11,113,574
Chris Lundell  25,909,321  250,937  11,113,574
Lothar Maier  26,138,635  21,623  11,113,574
Ronald Pasek  23,696,592  2,463,666  11,113,574
Tidjane Thiam  26,004,556  155,702  11,113,574
Devin Whatley  26,137,804  22,454  11,113,574

 

Proposal 2 – Ratification of Selection of Independent Registered Public Accounting Firm

 

The stockholders ratified the selection of BDO USA, P.C. as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024.

 

VOTES FOR  VOTES AGAINST  ABSTAIN  BROKER NON-VOTES
36,794,903  4,059  474,870 

 

Proposal 3 – Approval of, for purposes of complying with Nasdaq Listing Rule 5635(d), the issuance of shares of the Company’s common stock, par value $0.0001 per share (“Common Stock”), issuable upon the conversion of the 7.0% Convertible Notes due 2029 in an amount that may be equal to or exceed 20% of the Company’s Common Stock outstanding

 

For purposes of complying with Nasdaq Listing Rule 5635(d), the stockholders approved the issuance of shares of Common Stock issuable upon the conversion of the 7.0% Convertible Notes due 2029 in an amount that may be equal to or exceed 20% of the Company’s Common Stock outstanding.

 

VOTES FOR  VOTES AGAINST  ABSTAIN  BROKER NON-VOTES
25,841,784  166,368  152,106  11,113,574

 

Proposal 4 – Approval of, for purposes of complying with Nasdaq Listing Rule 5635(d), the issuance of shares of Common Stock issuable under the White Lion Purchase Agreement in an amount that may be equal to or exceed 20% of the Company’s Common Stock outstanding

 

For purposes of complying with Nasdaq Listing Rule 5635(d), the stockholders approved the issuance of shares of Common Stock issuable under the White Lion Purchase Agreement in an amount that may be equal to or exceed 20% of the Company’s Common Stock outstanding.

 

VOTES FOR  VOTES AGAINST  ABSTAIN  BROKER NON-VOTES
25,833,990  167,260  159,008  11,113,574

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Complete Solaria, Inc.
   
Dated: December 19, 2024 By: /s/ Daniel Foley
    Daniel Foley
    Chief Financial Officer

 

 

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